SOC 3

Definition

SOC 3 is a report designed to meet the needs of users who want assurance about the controls at a service organization related to security, availability, processing integrity, confidentiality, or privacy, but do not have the need for or the knowledge necessary to make effective use of a SOC 2 report. It provides a high-level summary of the service organization’s system and the suitability of the design and operating effectiveness of its controls, without the detailed information found in a SOC 2 report.

Secure Settings Example

# Example of a secure SOC 3 policy statement for a cloud service provider
security_policy:
  access_control:
    - principle_of_least_privilege: true
    - multi_factor_authentication: enforced
  data_protection:
    - encryption_in_transit: TLS 1.2 or higher
    - encryption_at_rest: AES-256
  monitoring:
    - continuous_monitoring: enabled
    - anomaly_detection: implemented

Insecure Settings Example

# Example of an insecure SOC 3 policy statement for a cloud service provider
security_policy:
  access_control:
    - principle_of_least_privilege: false
    - multi_factor_authentication: not_required
  data_protection:
    - encryption_in_transit: none
    - encryption_at_rest: none
  monitoring:
    - continuous_monitoring: disabled
    - anomaly_detection: not_implemented